01
Regulatory analysis
Working out what a framework requires of this business, in this business model.
Regulatory Mandates
Helping regulated businesses translate regulatory requirements into contracts, products, processes and decisions.
Capabilities
What we advise on.
02
Perimeter and licensing questions
Whether an activity is regulated, and what that means for the commercial plan.
03
Regulatory change implementation
Converting new mandates into contract, process and system changes.
04
Filings and approvals
Preparing and coordinating applications, submissions and periodic filings.
05
Governance and controls
Board oversight, internal policies and accountability that regulators expect to see.
06
Contractual remediation
Updating customer, vendor and partner terms to reflect regulatory obligations.
07
Regulator-facing strategy
Positioning, correspondence and engagement on contested or unclear questions.
08
Competition considerations
CCI-related questions arising from transactions, conduct and commercial arrangements.
When we help
The situations we step into.
A
A new mandate has landed.
Requirements need converting into changes across contracts, processes and products.
B
A model sits near the perimeter.
Whether the activity is regulated has to be settled before launch.
C
A regulator has raised a question.
A query, inspection or observation needs a clear and consistent response.
D
Growth has outpaced controls.
Governance and compliance arrangements no longer match the scale of the business.
How we work
Legal advice built around the decision.
- 01
Understand
Start with the business objective, the commercial context and the decision at hand.
- 02
Prioritise
Separate the issues that affect value or execution from those that can be managed.
- 03
Structure
Translate priorities into a clear legal and negotiating framework.
- 04
Execute
Keep documentation, stakeholders and next steps moving towards the outcome.
Connected advice
Problems rarely stay in one practice area.
Talk to us
Have something you need to work through?
Tell us what you're dealing with. We'll help you work out what comes next.
Start a conversation